Ethology and Bioethics
By Dr. Michael W. Fox
Nobel laureate and one of the founding fathers of ethology, the late Prof. Konrad Lorenz, said, "Before you
can really study an animal, you must first love it."
In a shamanic sense, through empathy we can connect with and be one with the animal, like Martin Buber’s
"I-Thou" experience that he described with a beloved horse. The taboo of anthropomorphizing animals is thus transcended, possibly
through a kind of counter-transference where, given sufficient intimacy with the animal, we zoomorphize ourselves: we "morph"
into the animal’s consciousness, being able to anticipate her actions, understand her intentions, needs, and motivational
state.
Ethology is close in its scientific methodology to phenomenology and existential psychology. Behavioral socio-ecology
looks at adaptive processes, their ontogeny and phylogeny, as does cognitive ethology that explores the animals’ umwelt
or perceptual world, while sociobiology is traditionally more genetically deterministic.
The Very Rev. Dr. James Parks Morton has defined ecology as the "science of the body of Christ through which
we of the Earth community learn our sacred connections." From this metaphysical perspective I would define ethology as the
science of the spirit of animals through which we of the Earth community learn respect and compassion for all our relations.
The existential, phenomenological approach of ethology, which some critics do not regard as scientific, is
one of observation and description. As one of the other founding fathers of ethology, Nobel Laureate Nikko Tinbergen once
said, "When you put two animals together, you have an experiment." Observation and identification of behaviors and detailed
description in various contexts lead to the construction of an "ethogram" – a listing of the animal’s repertoire
of behavioral action patterns, displays and vocalizations in various contexts and emotional/motivational states, like sexual
(including courtship), parental, agonistic, allelomimetic (group coordinated), self-care, mutual care, eliminative, ingestive,
exploratory, investigative (including social), hunting, predator defense, den or nest-making, and play behavior – including
self-play, play with another (social play), and play with an inanimate object that in some species can link with tool-using
behavior.
Some behaviors are highly ritualistic in that they are predictable, stereotypic fixed-action patterns. These
are called displays and their ritualistic form helps reduce ambiguity and therefore misunderstanding. When a dog growls and
snaps, you know his intentions and [maybe] the cause of such an agonistic display. But since similar ritualistic signals or
fixed-action patterns can be displayed in different contexts -- a dog will snarl and snap when the context is playful rather
than threatening – we learn through the
ethogram that animals are aware of context: in one context the threat is serious, in another it is not. This
gives us insight into animal consciousness and awareness and of their ability to "ethologize" or interpret each other’s
behavior, motivational state, needs, wants and intentions. We find elements of humor, deception, misunderstanding, mirroring
or mimicry, and altruism in how they communicate and relate.
The objectifying (and objectional) Cartesian/Newtonian umwelt mechanomorphizes the animal, reducing
complex and context-related behavior and consciousness to numerical, statistically verifiable probabilities. Subjected to
Darwinian/sociobiological selective filtering, the adaptive, evolutionary and genetic determinants of what and how animals
do what they do, and when, may be deduced or induced. Yet such deductive and inductive reasoning that imposes on the animal
anthropocentric projections, like intentionality and purposiveness in terms of survival and adaptability and genetic investment
in mate or offspring, may lead to erroneous conclusions. For example, many studies of animal play conclude that play helps
refine hunting and fighting skills or escape from predators, the sheer joy and bonding function of play, including interspecies
play, being off the conceptual screen.
Ethology enables us to better understand the ethos or spirit of animals. With better understanding
of their behavior, we can improve methods and standards of husbandry or animal care. We can also gain insight, especially
through studies of their care-giving and care-soliciting (epimeletic and et-epimeletic) behaviors, of their capacity for empathy,
altruism and elemental moral and ethical sensibility. It’s all very well to put a Darwinian/sociobiological spin on
such behavior, but in my mind it should move us to consider the moral status we give to nonhuman animals and to the ethical,
philosophical and socio-economic ramifications of animal rights.
Empathy in animals and altruistic behavior give us biological evidence of an evolutionary process of increasing
social and mental complexity converging and giving rise to an innate moral sensibility and capacity to make ethical decisions
for the good of the pack (in the wolf) and of the Earth community (for the human), where self-interest through empathy becomes
synonymous with the interests of others. Altruistic behavior is thus the most enlightened form of selfishness.
There is one human quality that animal studies may never be able to shed comparative, biological and evolutionary
light on, and that is our imagination, animal play notwithstanding. The power of imagination to manifest materially or behaviorally
– ideas ("mnemes", acting culturally like genes) that we mentally conceive – is a power, like our power of dominion,
that demands more of us than the "biophilia" and "conciliation" of Harvard Biologist E. O. Wilson.
As for the neo-Darwinian view of the human species being the supreme, most highly evolved being on Earth,
according to a family friend, Darwin used to write on his hand a daily reminder "not superior." The essence of his evolutionary
theory is more subtle than the fundamentalist vernacular Darwinianism of human superiority and of competition and survival
of the fittest. He drew attention to cooperation and interspecies co-evolution, that contradicts the social Darwinism of the
industrial age that puts humans at the top of an Aristotelian great chain of being; and that interprets evolution as increasing
technological perfection, industrial growth, and scientific progress, even reasoning that genetic engineering is a natural
evolutionary progression for the human species, and that being natural is therefore neither immoral nor unethical.
Darwin’s view of cooperation resonates with Peter Kropotkin’s thesis of mutual aid. He coined
the term anarchy to describe the absence of a ruling species and of a hierarchy in the ecosystem of Russian steppes. The term
holarchy may now be more appropriate considering the negative connotations of anarchism.
The ethos, spirit or nature of animals, is intimately linked ontogenetically and
phylogenetically with their telos, or purpose in being; and with their ecos, the ecosystem environment
in which they have co-evolved with other species in a mutually enhancing, sustainable and regenerative "holarchy" of interdependence.
The intimate linkages between ethos, telos, and ecos have been disrupted by the domestication
effects on animals’ ethos and telos. The same may be said for the post-gatherer-hunter civilization effects on the human
ethos and telos, of agrarianism, sedentarism, urbanization and industrialization. The profound ecological, environmental,
social and psychological consequences on human species are part of the "price of progress," as some see it,
or of human adaptation and evolution. But all to what end?
The etymology of human implies our origin from humus, invoking humility and humaneness. If we are to
learn anything from animals wild and domestic, it is that we are animals too, affected for better or for worse by what we
have done to the Earth and all who dwell therein. Through the animals we can discern the better attributes of their ethos
that make us human – empathy, compassion, altruism, playfulness, curiosity, adaptability and creativity, attributes
that are so often lacking in society today.
The Jesuit priest and paleontologist Teilhard de Chardin saw evolution as a creative convergence of two axes
– consciousness and complexity – that more recently has been cast in a creative, cosmogenic process by Thomas
Berry, who urges us to see the universe as a communion of subjects and not as a collection of objects.
It calls for the recovery of our animal heritage of empathy and altruism; a redefinition or clarification
of what it means to be human, and the incorporation of bioethics into our daily lives to help restore the linkages –
or sacred connections – between ethos, telos, and the Earth Mother of us all.